国际投资仲裁中投资者挑选条约的缘起背景与规制路径
DOI:
CSTR:
作者:
作者单位:

(浙江工商大学,浙江 杭州 310018)

作者简介:

通讯作者:

中图分类号:

D996

基金项目:


On the Occurrence Background and Regulatory Route of Investor Treaty Shopping in International Investment Arbitration
Author:
Affiliation:

Fund Project:

  • 摘要
  • |
  • 图/表
  • |
  • 访问统计
  • |
  • 参考文献
  • |
  • 相似文献
  • |
  • 引证文献
  • |
  • 资源附件
  • |
  • 文章评论
    摘要:

    投资者通过重组投资等方式挑选更有利投资条约的现象屡见不鲜,这类现象要归因于投资条约网络的碎片化、投资争端解决机制的去政治化、法人国籍认定标准的单一化与扩大化等因素的共同作用。投资者挑选条约不仅助长了投资者滥用条约之风,更有违投资条约的互惠性与可持续发展原则。实践中,仲裁庭已经就如何规制投资者挑选条约发展出多种裁判路径,但都存在不同程度的问题:一是认定挑选条约的投资者作出的投资不符合善意原则而排除仲裁庭的属物管辖权,此种立场未获得普遍支持;二是刺破公司面纱原则在特定情形下具有可适用性,但就其适用标准尚未形成共识;三是禁止滥用程序原则具有普遍适用性,但其适用标准仍有待具体化;四是属时管辖权具有一般适用性,但投资争端的发生时间不易准确识别。细化禁止滥用程序原则的适用标准、优化法人国籍定义模式、改进拒绝授益条款、施加程序性费用的不利负担、放弃引入投资者与国家争端解决机制,有助于在不同程度上抑制投资者挑选条约现象。

    Abstract:

    Investor seeking to get a more favorable investment treaty protection through restructuring their investment is not an uncommon phenomenon. The occurrence of such should be jointly attributed to the fragmentation of investment treaty network, the depoliticization of investment dispute settlement mechanism, the singularity and expansion of the nationality criterion of legal person etc. Investor treaty shopping has not only promoted the treaty abuse of investors, but also violated of the reciprocity of investment treaty and the sustainable development policy. Several adjudicatory routes for regulating investor treaty shopping have been developed in the international investment arbitration practices, each indicating some problems to varying degree: the first route is to preclude the ratione materiae jurisdiction of arbitral tribunal by asserting the investment made by the investor amounting to the violation of bona fide principle, which however has not received universal support; the second route is that the doctrine of piercing the corporate veil has applicability in exceptional case, while its application standard has not formed general consensus; the third route is that the doctrine of prohibition of abuse process has general applicability, but its application standard awaits for concretization; the fourth route is that ratione temporis jurisdiction has general applicability, albeit the time of the investment dispute is not easy to identify precisely. In such context, introducing a more concrete application standard of the prohibition of abuse process doctrine, or refining the definition standard of the nationality of legal person, or improving the denial of benefit clause, or imposing adverse burden of procedural cost, or abandoning the investor-state dispute settlement mechanism, are conducive to inhibiting the investor treaty shopping phenomenon.

    参考文献
    相似文献
    引证文献
引用本文

桑远棵.国际投资仲裁中投资者挑选条约的缘起背景与规制路径[J].国际商务研究,2025,(5):72-84

复制
分享
相关视频

文章指标
  • 点击次数:
  • 下载次数:
  • HTML阅读次数:
  • 引用次数:
历史
  • 收稿日期:
  • 最后修改日期:
  • 录用日期:
  • 在线发布日期: 2025-09-08
  • 出版日期:
文章二维码
郑重声明
关闭
Baidu
map